-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EiW3b/BVMKMB2dnx3qKgypyYbogKOWR3KfcnG8axJXc210sQ+scbdKYjaIZLFYxb 05E+Pb6g8o8S9b1ld4jgiQ== 0001085204-00-000001.txt : 20000202 0001085204-00-000001.hdr.sgml : 20000202 ACCESSION NUMBER: 0001085204-00-000001 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EAST TEXAS FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000929646 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 752559089 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-45519 FILM NUMBER: 504767 BUSINESS ADDRESS: STREET 1: 1200 S BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 BUSINESS PHONE: 9035931767 MAIL ADDRESS: STREET 1: 1200 SOUTH BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVESTORS OF AMERICA LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000904217 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 135 N MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3148544600 FORMER COMPANY: FORMER CONFORMED NAME: DIERBERG FOUR LP DATE OF NAME CHANGE: 19930512 SC 13D 1 SC 13-D AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 10, 2000. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. __) East Texas Financial Services, Inc. ----------------------------------- (Name of Issuer) Common Stock $ .01 Par Value ---------------------------- (Title of Class of Securities) 275572-10-5 ----------- (CUSIP Number) James F. Dierberg 135 N. Meramec, Clayton, MO 63105 (314) 854-4600 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 31, 1999 --------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Check the following box if a fee is being paid with the statement |_| . (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D ========================================== ==================================== CUSIP NO. 275572-10-5 Page 2 of 9 Pages ========================================== ==================================== 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON INVESTORS OF AMERICA, LIMITED PARTNERSHIP 43-1521079 =========== ======================================================== ========== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OFA GROUP* (a) |_| (b) x =========== ======================================================== ========== 3 SEC USE ONLY =========== ======================================================== ========== 4 SOURCE OF FUNDS* Not Applicable =========== ======================================================== ========== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) =========== =================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA =========== =================================================================== 7 SOLE VOTING POWER NUMBER OF SHARES 69,000 Common ==================== ============ ============================================= 8 SHARED VOTING POWER BENEFICIALLY OWNED BY NONE ==================== ============ ============================================= EACH REPORTING 9 SOLE DISPOSITIVE POWER 69,000 Common ==================== ============ ============================================= 10 SHARED DISPOSITIVE POWER PERSON WITH NONE ==================== ============ ============================================= 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 69,000 Common =========== =================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| =========== =================================================================== PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 5.9% =========== =================================================================== 14 TYPE OF REPORTING PERSON IV, PN =========== =================================================================== *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION Item 1. Security and Issuer This statement relates to the Common Stock, par value $.01 per share, (the "Common Stock") issued by East Texas Financial Services, Inc. ("East Texas"), whose principal executive offices are located at 1200 South Beckham, Tyler, Texas 75701. Item 2. Identity and Background This statement is filed by Investors of America, Limited Partnership, a Nevada limited partnership ("Investors"). The general partner of Investors is First Securities America, Inc., a Missouri corporation. James F. Dierberg is the controlling shareholder of First Securities America, Inc. The directors and officers of First Securities America, Inc. are James F. Dierberg (President and Director) and Mary W. Dierberg (Secretary, Treasurer and Director). James F. Dierberg and Mary W. Dierberg are husband and wife. The information required by Item 2 with respect to each of the above named persons is attached to this statement as Exhibits 2A through 2D, and is incorporated herein by reference. The information disclosed in Exhibits 2A through 2D is included pursuant to General Instruction C to Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration Not applicable. This statement is being filed by Investors of America Limited Partnership ("Investors") to report an increase in the ownership percentage resulting from Common Stock buy backs by East Texas. Investors initially purchased 46,000 shares of the Common Stock in May 1997 for an aggregate price of approximately $809,250.00. A stock dividend of 23,000 shares of the Common Stock was received in April 1998. Item 4. Purpose of Transaction The shares of Common Stock covered by this statement are being held for investment purposes. Investors has the following plans with respect to the Common Stock: (a) Investors intends to continually assess the market for the Common Stock. Investors or an affiliate may purchase or dispose of additional shares of the Common Stock from time to time depending on such continuing assessment and upon future developments, including the then market price of such shares. However, it is recognized that if, in the future, certain levels of share ownership are exceeded, certain regulatory approvals may be required. (b-j) None. Item 5. Interest in Securities of the Issuer (a) The aggregate percentage of shares of Common Stock reported owned by Investors is based upon 1,162,320 shares outstanding at January 6, 2000, as indicated by East Texas in response to our telephone inquiry. As of the close of business on January 7, 2000, Investors beneficially owned 69,000, or approximately 5.94% of such number of shares of Common Stock. Investors' ownership percentage has increased due to East Texas' reduction of outstanding shares resulting from its stock buybacks. (b) Investors beneficially owns 69,000 shares of the Common Stock and has the sole power to vote and dispose of such shares. (c) There were no transactions in the shares of Common Stock effected by Investors during the past sixty days. (d-e) Not Applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Investors is under the control of James F. Dierberg. See Item 2 above. James F. Dierberg and Mary W. Dierberg are husband and wife. Item 7. Material to Be Filed as Exhibits None. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. INVESTORS OF AMERICA LIMITED PARTNERSHIP By:/s/James F. Dierberg ----------------------------------- James F. Dierberg, President of First Securities America, Inc., General Partner Date:January 10, 2000 ---------------- EXHIBIT INDEX Exhibit No. Page No. Exhibit 2A 7 Exhibit 2B 8 Exhibit 2C 9 Exhibit 2D 10 Exhibit 2A INVESTORS OF AMERICA, LIMITED PARTNERSHIP State or Other Place of Organization: Nevada Principal Business: Investment in real estate and stocks Address of Principal Business: 1504 Hwy. #395 N #8-00508 Gardnerville, Nevada 89410 Address of Principal Office: 1504 Hwy. #395 N #8-00508 Gardnerville, Nevada 89410 Criminal Proceedings During Last 5 Years: None Civil Proceedings During Last 5 Years: None Exhibit 2B FIRST SECURITIES AMERICA, INC. (General Partner of Investors of America, Limited Partnership) State or Other Place of Organization: Missouri Principal Business: Insurance and investments Address of Principal Business: 11 E. Lockwood Webster Groves, Missouri 63119 Address of Principal Office: 11 E. Lockwood Webster Groves, Missouri 63119 Criminal Proceedings During Last 5 Years: None Civil Proceedings During Last 5 Years: None Exhibit 2C JAMES F. DIERBERG (Director and President of First Securities America, Inc.; controlling shareholder of First Securities America, Inc.) Residence or Business Address: 39 Glen Eagles Drive St. Louis, Missouri 63124 Principal Occupation or Employment: Financial services Name of Employer: First Banks, Inc. Principal Business: Bank holding company Address: 135 North Meramec, Clayton, Missouri 63105 Criminal Proceedings During Last 5 Years: None Civil Proceedings During Last 5 Years: None Citizenship: U.S.A. Exhibit 2D MARY W. DIERBERG (Director, Secretary and Treasurer of First Securities America, Inc.) Residence or Business Address: 39 Glen Eagles Drive St. Louis, Missouri 63124 Principal Occupation or Employment: Housewife Criminal Proceedings During Last 5 Years: None Civil Proceedings During Last 5 Years: None Citizenship: U.S.A. -----END PRIVACY-ENHANCED MESSAGE-----